Financial filings

1Description

Section-level text and structured fields from SEC filings: 10-K, 10-Q and 8-K sections split by item, risk factors with their headings, management guidance, earnings-call transcripts and insider transaction disclosures from Forms 3, 4 and 5. Every record carries the company identifier, form type, filing date and accession number, so it joins cleanly to price and fundamentals data. Quant funds, research desks and teams training financial language models use it for event studies, risk monitoring and signal research.

Subsets

• 10-K, 10-Q and 8-K sections
• Risk factors
• Earnings-call transcripts
• Management guidance
• Insider transaction disclosures (Forms 3, 4 and 5)

2Schema

3Sample records

Sample record 1

{
  "cik": "0000789019",
  "company": "MICROSOFT CORP",
  "ticker": "MSFT",
  "sic": "7372",
  "sic_description": "Services-Prepackaged Software",
  "form": "10-K",
  "fiscal_period_end": "2026-06-30",
  "filed_date": "2026-07-29",
  "accession_number": "0001193125-26-323660",
  "section": "Item 1A. Risk Factors",
  "risk_category": "Strategic and competitive risks",
  "risk_heading": "We face intense competition across all markets for our products and services, which could adversely affect our results of operations.",
  "text_excerpt": "Competition in the technology sector. Our competitors range in size from diversified global companies with significant research and development resources to small, specialized firms who may be more effective in deploying technical, marketing, and financial resources. Barriers to entry in many of our businesses are low and many of the areas in which we compete evolve rapidly with changing and disruptive technologies, shifting user needs, and frequent introductions of new products and services. If we do not continue to innovate and provide products, devices, and services that appeal to businesses and consumers, we may not remain competitive, which could adversely affect our business, financial condition, and results of operations. Competition among platform-based ecosystems. An important element of our business model has been to create platform-based ecosystems on which many participants can build diverse solutions. A well-established ecosystem creates beneficial network effects among users, application developers, and the platform provider that can accelerate growth. [...]",
  "source_url": "https://www.sec.gov/Archives/edgar/data/789019/000119312526323660/msft-20260630.htm"
}

Sample record 2

{
  "cik": "0000789019",
  "company": "MICROSOFT CORP",
  "ticker": "MSFT",
  "form": "4",
  "filed_date": "2026-09-15",
  "accession_number": "0000789019-26-000212",
  "period_of_report": "2026-09-14",
  "reporting_owner": "Hood Amy",
  "owner_roles": [
    "officer"
  ],
  "officer_title": "EVP, Chief Financial Officer",
  "rule_10b5_1_plan": true,
  "transaction_count": 6,
  "transactions": [
    {
      "security": "Common Stock",
      "date": "2026-09-14",
      "code": "S",
      "code_meaning": "Open market or private sale",
      "shares": 4339.0,
      "price_per_share": 495.974,
      "acquired_or_disposed": "D",
      "shares_owned_after": 570959.427,
      "ownership": "D"
    },
    {
      "security": "Common Stock",
      "date": "2026-09-14",
      "code": "S",
      "code_meaning": "Open market or private sale",
      "shares": 10433.0,
      "price_per_share": 496.9118,
      "acquired_or_disposed": "D",
      "shares_owned_after": 560526.427,
      "ownership": "D"
    },
    {
      "security": "Common Stock",
      "date": "2026-09-14",
      "code": "S",
      "code_meaning": "Open market or private sale",
      "shares": 9821.0,
      "price_per_share": 497.7849,
      "acquired_or_disposed": "D",
      "shares_owned_after": 550705.427,
      "ownership": "D"
    }
  ],
  "footnotes": [
    "This transaction was executed in multiple trades at prices ranging from $495.35 to $496.33. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full [...]",
    "This transaction was executed in multiple trades at prices ranging from $496.38 to $497.36. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full [...]"
  ],
  "source_url": "https://www.sec.gov/Archives/edgar/data/789019/000078901926000212/xslF345X06/form4.xml",
  "raw_xml_url": "https://www.sec.gov/Archives/edgar/data/789019/000078901926000212/form4.xml"
}

4Uses

• Training and evaluating financial NLP and summarization models
• Risk-factor change detection between annual reports
• Insider trading signals and event studies
• Guidance and tone extraction for earnings research
• Compliance and peer benchmarking

6Access

The full Financial filings dataset (MLC-0301), records on request. Delivered as JSONL, CSV or Parquet under a commercial licence.

Request the full dataset