Filing and registration fees

{
  "id": "MLC-T-FIN-000149",
  "term": "Filing and registration fees",
  "field": "Finance and investing",
  "term_source": "Filing and Registration Fees",
  "definition": "The SEC collects fees under various provisions of the securities laws, including the following:\n\nSection 6(b) of the Securities Act of 1933 (for registrations of securities);\n\nSection 13(e) of the Securities Exchange Act of 1934 (for specified repurchases of securities);\n\nSection 14(g) of the Securities Exchange Act of 1934 (for proxy solicitations and statements in corporate control transactions); and\n\nSection 31 of the Securities Exchange Act of 1934 (for securities transactions on the exchanges and certain over-the-counter markets).\n\nThe SEC will periodically issue notices - typically in the form of a press release labeled a “Fee Rate Advisory” - to keep the public informed of adjustments to the rates and developments relating to the effective dates of any new fee rates.\n\nFor current rates for fees under Section 6(b), Section 13(e), Section 14(g), or Section 31, please visit here and here. You’ll also find Fee Rate Advisories in the Press Releases section of our website. For official Commission Orders concerning fee rate adjustments, please visit the Other Commission Orders, Notices, and Information section of our website.",
  "references": [
    "SEC Investor.gov Glossary"
  ],
  "url": "https://mlchart.com/terminology/finance/filing-and-registration-fees/"
}