MLchartDataset catalogue

Investor complaints

Term · Finance and investing · MLC-T-FIN-000217

The SEC receives many types of complaints from individual investors, including complaints against brokers, brokerage firms, investment advisers, transfer agents, mutual funds, and other market participants.

You can submit an investor complaint form to OIEA to report problems with investments, an investment account, or a financial professional.

Table 1. Record
IdentifierMLC-T-FIN-000217
FieldFinance and investing
ReferencesSEC Investor.gov Glossary
Record as JSON 
{
  "id": "MLC-T-FIN-000217",
  "term": "Investor complaints",
  "field": "Finance and investing",
  "term_source": "Investor Complaints",
  "definition": "The SEC receives many types of complaints from individual investors, including complaints against brokers, brokerage firms, investment advisers, transfer agents, mutual funds, and other market participants.\n\nYou can submit an investor complaint form to OIEA to report problems with investments, an investment account, or a financial professional.",
  "references": [
    "SEC Investor.gov Glossary"
  ],
  "url": "https://mlchart.com/terminology/finance/investor-complaints/"
}

Record 217 of 398 in Finance and investing terminology (MLC-0118). Request the full dataset.