MLchartDataset catalogue

Transfer Agents

Term · Finance and investing · MLC-T-FIN-000381

Transfer agents work for the security issuer to record changes of ownership, maintain the issuer's security holder records, cancel and issue certificates, and distribute dividends. Transfer agents are usually banks or trust companies, but sometimes a company acts as its own transfer agent. Transfer agents are required to be registered with the SEC, or if the transfer agent is a bank, with a bank regulatory agency.

Most issuers identify their transfer agent on their company website under the “Investor Relations” tab. You may need to contact the company directly to obtain the transfer agent’s name and contact information.

Table 1. Record
IdentifierMLC-T-FIN-000381
FieldFinance and investing
ReferencesSEC Investor.gov Glossary
Record as JSON
{
  "id": "MLC-T-FIN-000381",
  "term": "Transfer Agents",
  "field": "Finance and investing",
  "definition": "Transfer agents work for the security issuer to record changes of ownership, maintain the issuer's security holder records, cancel and issue certificates, and distribute dividends. Transfer agents are usually banks or trust companies, but sometimes a company acts as its own transfer agent. Transfer agents are required to be registered with the SEC, or if the transfer agent is a bank, with a bank regulatory agency.\n\nMost issuers identify their transfer agent on their company website under the “Investor Relations” tab. You may need to contact the company directly to obtain the transfer agent’s name and contact information.",
  "references": [
    "SEC Investor.gov Glossary"
  ],
  "url": "https://mlchart.com/terminology/finance/transfer-agents/"
}

Record 381 of 398 in Finance and investing terminology (MLC-0118). Request the full dataset.