Finance and investing terminology · MLC-0118
Finance and investing terms: R (25)
- Real Estate Investment Trust (REIT)Real estate investment trusts (“REITs”) allow individuals to invest in large-scale, income-producing real...
- Real ReturnReal return is what is earned on an investment after accounting for taxes and inflation. Real returns are...
- RebalancingRebalancing brings a portfolio back to its original asset allocation mix. This is necessary because over...
- Recovering FundsInvestors who are victims of securities law violations may be eligible to receive money recovered from...
- Redemption FeeA shareholder fee that some mutual funds charge when investors redeem mutual fund shares (that is, sell...
- Registered Index-Linked Annuity (RILA)A registered index-linked annuity (RILA) is a type of indexed annuity that is a security and therefore...
- Registered Market Value Adjustment (MVA) AnnuityA registered market value adjustment (MVA) annuity is a type of non-variable annuity that is a security and...
- Registered OwnerA registered owner or record holder holds stocks directly with the company, rather than in "street name."...
- Registration StatementA registration statement is a filing with the SEC making required disclosures in connection with the...
- Registration Under the Securities Act of 1933The Securities Act of 1933 has two basic objectives:
- Regulation AUnder the federal securities laws, any offer or sale of a security must either be registered with the SEC or...
- Regulation CrowdfundingCrowdfunding refers to a financing method in which money is raised through soliciting relatively small...
- Regulation D OfferingsUnder the federal securities laws, any offer or sale of a security must either be registered with the SEC or...
- Relationship SummaryForm CRS is a client or customer relationship summary. Advisers and brokers are required to deliver a...
- Restricted SecuritiesRestricted securities are securities acquired in an unregistered, private sale from the issuing company or...
- RevenueThe total amount of money, or gross income, generated by a company from selling its goods and services. A...
- Revenue BondA municipal bond not backed by the government's taxing power but by revenues from a specific project or...
- Reverse Stock SplitsWhen a company completes a reverse stock split, each outstanding share of the company is converted into a...
- RiskIn finance, risk refers to the degree of uncertainty about the rate of return on an asset and the potential...
- Risk ToleranceAn investor's ability and willingness to lose some or all of an investment in exchange for greater potential...
- Robo-AdviserThe term “robo-adviser” generally refers to an automated digital investment advisory program. In most cases...
- Roth 401(k) PlanAn employer-sponsored Roth 401(k) plan is similar to a traditional plan with one major exception...
- Rule 504 of Regulation DRule 504 of Regulation D provides an exemption from the registration requirements of the federal securities...
- Rule 506 of Regulation DRule 506 of Regulation D provides two distinct exemptions from registration for companies when they offer and...
- RulemakingRulemaking is the process that federal agencies use to make rules. Rules are requirements created by federal...
25 of 398 terms in Finance and investing terminology (MLC-0118). Request the full dataset.