Short Sale Volume and Transaction Data
Term · Finance and investing · MLC-T-FIN-000353
To increase the transparency surrounding short sale transactions, several self-regulatory organizations (SROs) are providing on their websites daily aggregate short selling volume information for individual equity securities. The SROs are also providing website disclosure on a one-month delayed basis of information regarding individual short sale transactions in all exchange-listed equity securities. For short sale data provided by a specific SRO, you can click on the hyperlinks below.
CBOE Exchanges: BYX Equities, BZX Equities, EDGA Equities, EDGX Equities (Subscription Required)
Financial Industry Regulatory Authority, Inc.
• Monthly Transaction Data
• Data Reported to a FINRA TRF (NASDAQ TRF and NYX TRF)
• Data Reported to the ADF
• Short Sale Volume Data (NASDAQ TRF, NYX TRF, ADF and ORF)
NASDAQ (includes The Nasdaq Stock Market, Nasdaq BX and Nasdaq PSX markets)
NYSE (includes NYSE, NYSE Arca, and NYSE MKT)
In addition, the SEC discloses twice-monthly on its website fails to deliver data for all equity securities. You also can go to the SROs’ websites for the threshold securities list for those securities for which the SRO is the primary market.
| Identifier | MLC-T-FIN-000353 |
|---|---|
| Field | Finance and investing |
| References | SEC Investor.gov Glossary |
Record as JSON
{
"id": "MLC-T-FIN-000353",
"term": "Short Sale Volume and Transaction Data",
"field": "Finance and investing",
"definition": "To increase the transparency surrounding short sale transactions, several self-regulatory organizations (SROs) are providing on their websites daily aggregate short selling volume information for individual equity securities. The SROs are also providing website disclosure on a one-month delayed basis of information regarding individual short sale transactions in all exchange-listed equity securities. For short sale data provided by a specific SRO, you can click on the hyperlinks below.\n\nCBOE Exchanges: BYX Equities, BZX Equities, EDGA Equities, EDGX Equities (Subscription Required)\n\nFinancial Industry Regulatory Authority, Inc.\n\n• Monthly Transaction Data\n\n• Data Reported to a FINRA TRF (NASDAQ TRF and NYX TRF)\n\n• Data Reported to the ADF\n\n• Short Sale Volume Data (NASDAQ TRF, NYX TRF, ADF and ORF)\n\nNASDAQ (includes The Nasdaq Stock Market, Nasdaq BX and Nasdaq PSX markets)\n\nNYSE (includes NYSE, NYSE Arca, and NYSE MKT)\n\nIn addition, the SEC discloses twice-monthly on its website fails to deliver data for all equity securities. You also can go to the SROs’ websites for the threshold securities list for those securities for which the SRO is the primary market.",
"references": [
"SEC Investor.gov Glossary"
],
"url": "https://mlchart.com/terminology/finance/short-sale-volume-and-transaction-data/"
}
Record 353 of 398 in Finance and investing terminology (MLC-0118). Request the full dataset.