MLchartDataset catalogue

Threshold Securities

Term · Finance and investing · MLC-T-FIN-000376

Threshold securities are equity securities that have an aggregate fail to deliver position for:

• Five consecutive settlement days at a registered clearing agency (e.g., National Securities Clearing Corporation (NSCC));

• totaling 10,000 shares or more; and

• equal to at least 0.5% of the issuer's total shares outstanding.

Threshold securities only include issuers registered or required to file reports with the Commission ("reporting companies").

Table 1. Record
IdentifierMLC-T-FIN-000376
FieldFinance and investing
ReferencesSEC Investor.gov Glossary
Record as JSON 
{
  "id": "MLC-T-FIN-000376",
  "term": "Threshold Securities",
  "field": "Finance and investing",
  "definition": "Threshold securities are equity securities that have an aggregate fail to deliver position for:\n\n• Five consecutive settlement days at a registered clearing agency (e.g., National Securities Clearing Corporation (NSCC));\n\n• totaling 10,000 shares or more; and\n\n• equal to at least 0.5% of the issuer's total shares outstanding.\n\nThreshold securities only include issuers registered or required to file reports with the Commission (\"reporting companies\").",
  "references": [
    "SEC Investor.gov Glossary"
  ],
  "url": "https://mlchart.com/terminology/finance/threshold-securities/"
}

Record 376 of 398 in Finance and investing terminology (MLC-0118). Request the full dataset.