MLchartDataset catalogue

Securities Dispute Resolution: Discovery

Term · Law · MLC-T-LAW-004434

The process in securities arbitration for exchanging information and documents relevant to the dispute between parties. Governed by the rules of the arbitral forum, such as the Financial Industry Regulatory Authority (FINRA), it is more limited than discovery in court litigation. FINRA's Discovery Guide contains lists of documents that are presumptively discoverable in specific types of cases, such as churning or unsuitability claims.

Table 1. Record
IdentifierMLC-T-LAW-004434
FieldLaw
Record as JSON 
{
  "id": "MLC-T-LAW-004434",
  "term": "Securities Dispute Resolution: Discovery",
  "field": "Law",
  "definition": "The process in securities arbitration for exchanging information and documents relevant to the dispute between parties. Governed by the rules of the arbitral forum, such as the Financial Industry Regulatory Authority (FINRA), it is more limited than discovery in court litigation. FINRA's Discovery Guide contains lists of documents that are presumptively discoverable in specific types of cases, such as churning or unsuitability claims.",
  "url": "https://mlchart.com/terminology/law/securities-dispute-resolution-discovery/"
}

Record 4,504 of 5,441 in Law terminology (MLC-0107). Request the full dataset.