MLchartDataset catalogue

Securities Act of 1933

Term · Insurance and risk management · MLC-T-INS-003037

A federal statute enacted to regulate the primary market for securities, requiring full and fair disclosure of information to investors when securities are first offered for sale to the public. It mandates that companies register their securities with the U.S. Securities and Exchange Commission (SEC) before offering them for sale, unless an exemption applies. The Act aims to prevent fraud in the sale of new securities.

Table 1. Record
IdentifierMLC-T-INS-003037
FieldInsurance and risk management
SubjectManagement Liability
Record as JSON 
{
  "id": "MLC-T-INS-003037",
  "term": "Securities Act of 1933",
  "field": "Insurance and risk management",
  "definition": "A federal statute enacted to regulate the primary market for securities, requiring full and fair disclosure of information to investors when securities are first offered for sale to the public. It mandates that companies register their securities with the U.S. Securities and Exchange Commission (SEC) before offering them for sale, unless an exemption applies. The Act aims to prevent fraud in the sale of new securities.",
  "subject": "Management Liability",
  "url": "https://mlchart.com/terminology/insurance/securities-act-of-1933/"
}

Record 3,121 of 3,748 in Insurance and risk management terminology (MLC-0106). Request the full dataset.