MLchartDataset catalogue

Securities Exchange Act of 1934

Term · Insurance and risk management · MLC-T-INS-003040

A U.S. federal law governing the secondary market trading of securities, such as stocks and bonds. This act created the Securities and Exchange Commission (SEC) to regulate exchanges, brokers, and dealers to protect investors. It requires public companies to file periodic financial reports and disclosures, including the annual Form 10-K and quarterly Form 10-Q.

Table 1. Record
IdentifierMLC-T-INS-003040
FieldInsurance and risk management
SubjectManagement Liability
Record as JSON 
{
  "id": "MLC-T-INS-003040",
  "term": "Securities Exchange Act of 1934",
  "field": "Insurance and risk management",
  "definition": "A U.S. federal law governing the secondary market trading of securities, such as stocks and bonds. This act created the Securities and Exchange Commission (SEC) to regulate exchanges, brokers, and dealers to protect investors. It requires public companies to file periodic financial reports and disclosures, including the annual Form 10-K and quarterly Form 10-Q.",
  "subject": "Management Liability",
  "url": "https://mlchart.com/terminology/insurance/securities-exchange-act-of-1934/"
}

Record 3,124 of 3,748 in Insurance and risk management terminology (MLC-0106). Request the full dataset.