Dodd-Frank: Title IX - Investor Protections and Improvements to the Regulation of Securities

{
  "id": "MLC-T-LAW-001712",
  "term": "Dodd-Frank: Title IX - Investor Protections and Improvements to the Regulation of Securities",
  "field": "Law",
  "definition": "The title of the Dodd-Frank Act aimed at investor protection and the integrity of the securities markets. It strengthens SEC enforcement and creates the whistleblower awards program, tightens oversight of credit rating agencies, requires risk retention for asset-backed securities, and adds executive pay measures such as say-on-pay votes and clawback rules. Regulation of over-the-counter derivatives sits in Title VII, not this title.",
  "url": "https://mlchart.com/terminology/law/dodd-frank-title-ix-investor-protections-and-improvements-to-the-regulation-of/"
}