Self regulatory organization
Term · Law · MLC-T-LAW-004462
An entity that exercises regulatory authority over an industry or profession, often under the oversight of a government agency. These organizations create and enforce rules for their members to protect investors and maintain market integrity. Examples include the Financial Industry Regulatory Authority (FINRA) for broker-dealers and the National Futures Association (NFA) for the derivatives industry.
| Identifier | MLC-T-LAW-004462 |
|---|---|
| Field | Law |
Record as JSON
{
"id": "MLC-T-LAW-004462",
"term": "Self regulatory organization",
"field": "Law",
"definition": "An entity that exercises regulatory authority over an industry or profession, often under the oversight of a government agency. These organizations create and enforce rules for their members to protect investors and maintain market integrity. Examples include the Financial Industry Regulatory Authority (FINRA) for broker-dealers and the National Futures Association (NFA) for the derivatives industry.",
"url": "https://mlchart.com/terminology/law/self-regulatory-organization/"
}
Record 4,535 of 5,445 in Law terminology (MLC-0107). Request the full dataset.