Pre-filing period
Term · Law · MLC-T-LAW-003846
The time frame before a company files a registration statement with the Securities and Exchange Commission (SEC) for a public offering of securities. During this period, strict rules apply regarding what information the company can disclose to the public to prevent conditioning the market. The Securities Act of 1933 governs communications during this period.
| Identifier | MLC-T-LAW-003846 |
|---|---|
| Field | Law |
Record as JSON
{
"id": "MLC-T-LAW-003846",
"term": "Pre-filing period",
"field": "Law",
"definition": "The time frame before a company files a registration statement with the Securities and Exchange Commission (SEC) for a public offering of securities. During this period, strict rules apply regarding what information the company can disclose to the public to prevent conditioning the market. The Securities Act of 1933 governs communications during this period.",
"url": "https://mlchart.com/terminology/law/pre-filing-period/"
}
Record 3,874 of 5,441 in Law terminology (MLC-0107). Request the full dataset.